Cash versus derivatives schemes enforcement actions
This library records 10 enforcement actions tagged cash versus derivatives schemes. A cash versus derivatives scheme establishes a large derivative position and then trades the smaller underlying market at a deliberate loss, in order to move the reference price the derivative settles against.
Actions are listed newest first. Each row links to a case page carrying the regulator's own release and, where one was published, the complaint. For how this technique works and what statute it engages, read the cash versus derivatives schemes technique page.