Free riding and parking enforcement actions

This library records 18 enforcement actions tagged free riding and parking. Parking is placing securities in a nominee's name while keeping the real economic interest, in order to disguise ownership, evade position limits or defeat resale restrictions.

Actions are listed newest first. Each row links to a case page carrying the regulator's own release and, where one was published, the complaint. For how this technique works and what statute it engages, read the free riding and parking technique page.

Actions

18

Total penalties

$65k

Median penalty

$15k

Largest

$40k

Criminal parallel

22%