Market manipulation enforcement actions filed in 2011

This library records 16 market manipulation enforcement actions filed in 2011, brought by AMF-FR, SEC.

Counts by year reflect when an action was filed or announced, not when the underlying conduct occurred — those are often years apart. Compare across years with care: a single multi-defendant sweep can dominate a year's count.

Actions: 16
Total penalties: $0
Median penalty: —
Largest: —
Criminal parallel: 13%

Action	Agency	Filed	Technique	Penalty	Status
SEC v. Peter Emrich and others (2011)	SEC	2011-12-30		—	judgment
AMF France v. X (insider dealing, charges rejected, 2011)	AMF (France)	2011-12-01	Insider Trading	—	dismissed
AMF France v. Allianz Global Investors France, BNP Paribas, Société Générale, Y and X (insider dealing, 2011)	AMF (France)	2011-11-24	Insider Trading	—	judgment
AMF France v. Company X and A (price manipulation, 2011)	AMF (France)	2011-10-28	Price Manipulation	—	judgment
AMF France v. H and J (insider dealing, 2011)	AMF (France)	2011-09-16	Insider Trading	—	judgment
AMF France v. A and B (insider dealing, 2011)	AMF (France)	2011-09-15	Insider Trading	—	judgment
AMF France v. Company X, A, B and C (front-running of a client order, 2011)	AMF (France)	2011-07-04	Front Running	—	judgment
SEC v. Dohan + Company CPA and others (audit conduct, 2011)	SEC	2011-06-27		—	judgment
AMF France v. A, X, Y, Z, W (price manipulation, 2011)	AMF (France)	2011-05-26	Price Manipulation	—	judgment
AMF France v. Kraay Trading I BV (spoofing, 2011)	AMF (France)	2011-05-12	Spoofing	—	judgment
SEC v. David W. Baldt (insider trading, 2011)	SEC	2011-04-21	Insider Trading	—	judgment
SEC v. David E. Zilkha (insider trading, 2011)	SEC	2011-04-13	Insider Trading	—	judgment
AMF France v. Groupe X, Y, Z (insider trading, 2011)	AMF (France)	2011-03-31	Insider Trading	—	judgment
AMF France v. A, B, C, D, Cabinet X, Cabinet Y (false or misleading information, 2011)	AMF (France)	2011-03-31	Misleading Issuer Disclosure	—	judgment
AMF France v. Crédit Agricole Corporate and Investment Bank, Natixis, A, Management company X (insider trading, 2011)	AMF (France)	2011-03-17	Insider Trading	—	judgment
AMF France v. A, B, C, D, E, F, G, H, I (insider trading, 2011)	AMF (France)	2011-02-17	Insider Trading	—	judgment