Parking
Parking is placing securities in a nominee's name while retaining the real economic interest, in order to disguise ownership, evade position limits or defeat registration requirements.
Where does parking come up?
This term is used in the following manipulation techniques, each explained in full on its own page.
Enforcement actions involving these techniques
| Action | Agency | Filed | Technique | Penalty | Status |
|---|---|---|---|---|---|
| SEC v. Corey Ortiz (free riding and parking, 2026) | SEC | 2026-09-03 | Free Riding And Parking | — | judgment |
| SEC v. Mayur Baviskar (free riding and parking, 2026) | SEC | 2026-08-26 | Free Riding And Parking | — | judgment |
| SEC v. Christopher Flagg and others (free riding and parking, 2026) | SEC | 2026-04-30 | Free Riding And Parking | — | judgment |
| SEC v. Cyrus P. Naderi (free riding and parking, 2025) | SEC | 2025-11-18 | Free Riding And Parking | $40k | judgment |
| SEC v. Aaron O'Brian Freeman (free riding and parking, 2025) | SEC | 2025-09-22 | Free Riding And Parking | — | filed |