| SEC v. Bonan Huang, et al. (insider trading, 2015) | SEC | 2015-12-23 | Insider Trading | — | judgment |
| SEC v. Michael J. Ling (marking the close, 2015) | SEC | 2015-12-23 | Marking The Close , Matched Orders | $100k | judgment |
| SEC v. Danny E. Carpenter (insider trading, 2015) | SEC | 2015-12-22 | Insider Trading | — | settled |
| SEC v. Diane D. Dalmy, Esq. (reverse merger schemes, 2015) | SEC | 2015-12-22 | Reverse Merger Schemes , Unregistered Distributions | — | filed |
| SEC v. Eric E. Shear (insider trading, 2015) | SEC | 2015-12-18 | Insider Trading | — | settled |
| SEC v. Edward Laborio and Jonathan Fraiman (boiler rooms, 2015) | SEC | 2015-12-16 | Boiler Rooms | $4m | judgment |
| SEC v. Oxford City Football Club, Inc. and Thomas Anthony Guerriero (boiler rooms, 2015) | SEC | 2015-12-16 | Boiler Rooms | — | filed |
| SEC v. Jessica Gilbertson (reverse merger schemes, 2015) | SEC | 2015-12-15 | Reverse Merger Schemes | — | unknown |
| SEC v. Jehu Hand and Antonio Katz (paid stock promotion, 2015) | SEC | 2015-12-11 | Paid Stock Promotion , Pump And Dump | — | filed |
| CFTC v. Total Gas (price manipulation, 2015) | CFTC | 2015-12-08 | Price Manipulation | $3.6m | judgment |
| SEC v. Jeffrey K. Skilling et al. (insider trading, 2015) | SEC | 2015-12-08 | Insider Trading | — | judgment |
| SEC v. Trudy R. Gilmond (ponzi schemes, 2015) | SEC | 2015-12-08 | Ponzi Schemes | — | unknown |
| SEC v. National Note of Utah and Wayne L. Palmer (ponzi schemes, 2015) | SEC | 2015-12-04 | Ponzi Schemes | $1.1m | unknown |
| CFTC v. Arya Motazedi (front running, 2015) | CFTC | 2015-12-03 | Front Running , Insider Trading | $100k | judgment |
| SEC v. Homero Joshua Garza (ponzi schemes, 2015) | SEC | 2015-12-01 | Ponzi Schemes | — | filed |
| SEC v. James A. Torchia et al. (ponzi schemes, 2015) | SEC | 2015-12-01 | Ponzi Schemes | — | settled |
| SEC v. Marwood Group Research, LLC (insider trading, 2015) | SEC | 2015-11-24 | Insider Trading | — | unknown |
| SEC v. Steven C. Watson (insider trading, 2015) | SEC | 2015-11-17 | Insider Trading | — | settled |
| SEC v. Zhichen Zhou and Yannan Liu (insider trading, 2015) | SEC | 2015-11-10 | Insider Trading | — | judgment |
| CFTC v. Navinder Sarao (benchmark submission rigging, 2015) | CFTC | 2015-11-07 | Benchmark Submission Rigging , Ponzi Schemes +3 | $1.6m | judgment |
| SEC v. Abraxas J. Discala, Marc E. Wexler, Matthew A. Bell, Craig L. Josephberg, and Ira Shapiro (reverse merger schemes, 2015) | SEC | 2015-11-04 | Reverse Merger Schemes , Unregistered Distributions | — | judgment |
| SEC v. Fenway Partners, LLC (undisclosed control blocks, 2015) | SEC | 2015-11-03 | Undisclosed Control Blocks | — | settled |
| SEC v. Vlad B. Spivak, et al. (insider trading, 2015) | SEC | 2015-11-02 | Insider Trading | — | settled |
| SEC v. William M. Apostelos, et al. (ponzi schemes, 2015) | SEC | 2015-10-30 | Ponzi Schemes | — | unknown |
| SEC v. Diverse Financial Corp., et al. (ponzi schemes, 2015) | SEC | 2015-10-29 | Ponzi Schemes | — | unknown |
| SEC v. Mary Beth Knight and Rebecca Norton (insider trading, 2015) | SEC | 2015-10-28 | Insider Trading | — | judgment |
| SEC v. Summit Trust Company, et al. (ponzi schemes, 2015) | SEC | 2015-10-27 | Ponzi Schemes | — | judgment |
| SEC v. James N. Fry (ponzi schemes, 2015) | SEC | 2015-10-26 | Ponzi Schemes | — | settled |
| SEC v. Joseph Catapano and Michael Piervinanzi (paid stock promotion, 2015) | SEC | 2015-10-26 | Paid Stock Promotion | $44k | judgment |
| SEC v. Vladimir Eydelman (insider trading, 2015) | SEC | 2015-10-23 | Insider Trading | $1.2m | judgment |
| CFTC v. John R. Bullar (ponzi schemes, 2015) | CFTC | 2015-10-21 | Ponzi Schemes | — | unknown |
| CFTC v. Watson (ponzi schemes, 2015) | CFTC | 2015-10-21 | Ponzi Schemes | $27m | judgment |
| CFTC v. Chicago Trader Igor B. Oystacher & His Proprietary Trading Company (spoofing, 2015) | CFTC | 2015-10-20 | Spoofing | — | unknown |
| SEC v. Andrew Farmer, et al. (paid stock promotion, 2015) | SEC | 2015-10-09 | Paid Stock Promotion , Pump And Dump | — | unknown |
| SEC v. Francis J. van Steenberge and Nicolas Zanen (insider trading, 2015) | SEC | 2015-10-09 | Insider Trading | — | judgment |
| SEC v. Allen Ross Smith (unregistered distributions, 2015) | SEC | 2015-10-08 | Unregistered Distributions | $43.3k | judgment |
| SEC v. Briargate Trading, LLC and and Eric Oscher (spoofing, 2015) | SEC | 2015-10-08 | Spoofing | — | judgment |
| SEC v. Garfield Taylor, Inc., et al. (ponzi schemes, 2015) | SEC | 2015-10-08 | Ponzi Schemes | $150k | judgment |
| SEC v. Wolverine Trading, LLC and and Wolverine Asset Management, LLC (insider trading, 2015) | SEC | 2015-10-08 | Insider Trading , Naked Short Selling Debate | — | settled |
| SEC v. Oscar Wu (insider trading, 2015) | SEC | 2015-10-07 | Insider Trading | — | settled |
| SEC v. Commodore Financial Corp., et al. (boiler rooms, 2015) | SEC | 2015-10-01 | Boiler Rooms , Unregistered Distributions | — | unknown |
| SEC v. Saleem Khan et al. (insider trading, 2015) | SEC | 2015-10-01 | Insider Trading | — | judgment |
| SEC v. Spencer Pharmaceutical Inc., Jean-François Amyot, Maximilien Arella, Ian Morrice, IAB Media Inc., and Hilbroy Advisory Inc. (pump and dump, 2015) | SEC | 2015-10-01 | Pump And Dump | — | judgment |
| SEC v. Charles Riel III and REinvest LLC (ponzi schemes, 2015) | SEC | 2015-09-30 | Ponzi Schemes | — | filed |
| SEC v. David P. Godwin and Anthony G. Roth (wash trading, 2015) | SEC | 2015-09-30 | Wash Trading | — | judgment |
| SEC v. James Goodland and Securus Wealth Management, LLC (marking the close, 2015) | SEC | 2015-09-30 | Marking The Close , Reverse Merger Schemes | — | settled |
| SEC v. Christopher Mire (insider trading, 2015) | SEC | 2015-09-29 | Insider Trading | — | settled |
| SEC v. Eddie R. Leblanc (insider trading, 2015) | SEC | 2015-09-29 | Insider Trading | — | settled |
| SEC v. Robert L. Spallina, et al. (insider trading, 2015) | SEC | 2015-09-28 | Insider Trading | $32.9k | settled |
| CFTC v. Cargill de México SA De CV (wash trading, 2015) | CFTC | 2015-09-25 | Wash Trading | $500k | judgment |
| CFTC v. TeraExchange LLC (wash trading, 2015) | CFTC | 2015-09-25 | Wash Trading | — | judgment |
| SEC v. iShopNoMarkup.com, Inc. (unregistered distributions, 2015) | SEC | 2015-09-25 | Unregistered Distributions | $330k | judgment |
| SEC v. Morando Berrettini, et al. (insider trading, 2015) | SEC | 2015-09-25 | Insider Trading | — | unknown |
| SEC v. Jason W. Galanis (matched orders, 2015) | SEC | 2015-09-24 | Matched Orders | — | judgment |
| SEC v. Richard Condon, et al. (insider trading, 2015) | SEC | 2015-09-24 | Insider Trading | — | filed |
| SEC v. Idle Media, Inc. and and Marcus Frasier (reverse merger schemes, 2015) | SEC | 2015-09-22 | Reverse Merger Schemes | — | settled |
| SEC v. Eric McPhail, et al. (insider trading, 2015) | SEC | 2015-09-21 | Insider Trading | — | settled |
| SEC v. Frank Morelli III and Louis Buonocore (paid stock promotion, 2015) | SEC | 2015-09-21 | Paid Stock Promotion | — | filed |
| SEC v. Christopher D. Whetman, CPA (pump and dump, 2015) | SEC | 2015-09-18 | Pump And Dump , Reverse Merger Schemes | — | dismissed |
| SEC v. Brian David Hall (naked short selling debate, 2015) | SEC | 2015-09-17 | Naked Short Selling Debate | — | settled |
| SEC v. George Ivakhnik and The Mobile Star Corporation (fake press releases, 2015) | SEC | 2015-09-17 | Fake Press Releases | — | filed |
| SEC v. Rudolfo DeLaSierra (naked short selling debate, 2015) | SEC | 2015-09-17 | Naked Short Selling Debate | — | settled |
| SEC v. 8000, Inc., Jonathan E. Bryant, Thomas J. Kelly, and Carl N. Duncan, Esq. (fake press releases, 2015) | SEC | 2015-09-16 | Fake Press Releases | — | judgment |
| SEC v. Jason Mogler, et al. (ponzi schemes, 2015) | SEC | 2015-09-15 | Ponzi Schemes | — | filed |
| SEC v. Marco Babini et al. (paid stock promotion, 2015) | SEC | 2015-09-14 | Paid Stock Promotion , Pump And Dump | — | judgment |
| SEC v. Joseph Paul Zada (ponzi schemes, 2015) | SEC | 2015-09-11 | Ponzi Schemes | — | appealed |
| SEC v. Steven M. Dombrowski, CPA (insider trading, 2015) | SEC | 2015-09-11 | Insider Trading | — | unknown |
| SEC v. Benjamin Wey, et al. (reverse merger schemes, 2015) | SEC | 2015-09-10 | Reverse Merger Schemes | — | dismissed |
| SEC v. Maher F. Kara, et al. (insider trading, 2015) | SEC | 2015-09-10 | Insider Trading | — | judgment |
| SEC v. BDO USA, LLP (undisclosed control blocks, 2015) | SEC | 2015-09-09 | Undisclosed Control Blocks | — | judgment |
| SEC v. Bennett Group Financial Services, LLC Bennett and Dawn J. (churning, 2015) | SEC | 2015-09-09 | Churning , Paid Stock Promotion | — | unknown |
| SEC v. John McEnery III et al. (insider trading, 2015) | SEC | 2015-09-09 | Insider Trading | $64.2k | settled |
| SEC v. Sean C. Henaghan, CPA (undisclosed control blocks, 2015) | SEC | 2015-09-09 | Undisclosed Control Blocks | — | judgment |
| SEC v. Timothy M. Roberts, Terrance F. Taylor, and Craig Constantinou (unregistered distributions, 2015) | SEC | 2015-09-09 | Unregistered Distributions | — | filed |
| SEC v. Caribbean Pacific Marketing, Inc. (reverse merger schemes, 2015) | SEC | 2015-09-08 | Reverse Merger Schemes | — | settled |
| SEC v. Ditto Holdings, Inc. (Now Known as Sovestech and Inc.) (unregistered distributions, 2015) | SEC | 2015-09-08 | Unregistered Distributions | — | settled |
| SEC v. Marc S. Mandel (unregistered distributions, 2015) | SEC | 2015-09-08 | Unregistered Distributions | — | settled |
| SEC v. Donald E. Robar (insider trading, 2015) | SEC | 2015-09-04 | Insider Trading | — | settled |
| SEC v. Robert A. Hanner (insider trading, 2015) | SEC | 2015-09-04 | Insider Trading | — | settled |
| SEC v. Kevin McDonnell (reverse merger schemes, 2015) | SEC | 2015-09-03 | Reverse Merger Schemes | — | settled |
| SEC v. Mackensen & Company, Inc. and and Warren J. Mackensen (undisclosed control blocks, 2015) | SEC | 2015-09-03 | Undisclosed Control Blocks | — | settled |
| SEC v. Eric Aronson, et al. (ponzi schemes, 2015) | SEC | 2015-09-02 | Ponzi Schemes | $250k | judgment |
| SEC v. Johnson Lambert LLP and Bradley Scott Diericx, CPA (ponzi schemes, 2015) | SEC | 2015-08-31 | Ponzi Schemes | — | settled |
| CFTC v. Ron Earl McCullough (ponzi schemes, 2015) | CFTC | 2015-08-29 | Ponzi Schemes | $2.5m | judgment |
| SEC v. Ashish Aggarwal, et al. (insider trading, 2015) | SEC | 2015-08-25 | Insider Trading | — | judgment |
| SEC v. Moshe Yehuda Dunoff (boiler rooms, 2015) | SEC | 2015-08-20 | Boiler Rooms | — | filed |
| SEC v. Citigroup Global Markets, Inc. (insider trading, 2015) | SEC | 2015-08-19 | Insider Trading | — | settled |
| SEC v. Bradford D. Szczecinski (undisclosed control blocks, 2015) | SEC | 2015-08-17 | Undisclosed Control Blocks | — | settled |
| SEC v. Citigroup Alternative Investments LLC and Citigroup Global Markets Inc. (benchmark submission rigging, 2015) | SEC | 2015-08-17 | Benchmark Submission Rigging | — | settled |
| SEC v. Tamara S. Kraus (undisclosed control blocks, 2015) | SEC | 2015-08-17 | Undisclosed Control Blocks | — | settled |
| SEC v. Cedric Cañas Maillard (insider trading, 2015) | SEC | 2015-08-13 | Insider Trading | — | settled |
| SEC v. Palladino, et al. (ponzi schemes, 2015) | SEC | 2015-08-13 | Ponzi Schemes | — | unknown |
| SEC v. Lamson and Jeffrey L., CPA (reverse merger schemes, 2015) | SEC | 2015-08-11 | Reverse Merger Schemes | — | judgment |
| SEC v. Guggenheim Partners Investment Management, LLC (insider trading, 2015) | SEC | 2015-08-10 | Insider Trading | — | judgment |
| SEC v. unnamed respondents (paid stock promotion, 2015) | SEC | 2015-08-10 | Paid Stock Promotion , Pump And Dump | — | judgment |
| SEC v. First Xeris Corp. (undisclosed control blocks, 2015) | SEC | 2015-08-06 | Undisclosed Control Blocks | — | settled |
| SEC v. David J. Boden, Esq. (ponzi schemes, 2015) | SEC | 2015-08-05 | Ponzi Schemes | — | filed |
| CFTC v. Keith F. Simmons (ponzi schemes, 2015) | CFTC | 2015-08-01 | Ponzi Schemes | — | settled |
| SEC v. Pamela S. Smith (unregistered distributions, 2015) | SEC | 2015-07-30 | Unregistered Distributions | — | settled |
| SEC v. Timothy Patterson (unregistered distributions, 2015) | SEC | 2015-07-30 | Unregistered Distributions | — | settled |