| 1 | CFTC v. HSBC Bank USA (cash vs derivatives schemes, 2023)
Cash Vs Derivatives Schemes , Insider Trading , Price Manipulation , Spoofing | CFTC | 2023-11-07 | $1.7bn | — | $1.7bn |
| 2 | CFTC v. The Bank of Nova Scotia (spoofing, 2020)
Spoofing | CFTC | 2020-08-19 | $50m | $11.8m | $61.8m |
| 3 | CFTC v. HSBC Bank USA (spoofing, 2023)
Spoofing | CFTC | 2023-05-12 | $45m | — | $45m |
| 4 | CFTC v. unnamed respondents (cash vs derivatives schemes, 2022)
Cash Vs Derivatives Schemes , Exchange Wash Trading , Insider Trading , Price Manipulation , Spoofing , Wash Trading | CFTC | 2022-10-20 | $41m | — | $41m |
| 5 | CFTC v. Navinder Singh Sarao (layering, 2016)
Layering , Price Manipulation , Spoofing | CFTC | 2016-11-18 | $38m | $12.9m | $50.9m |
| 6 | CFTC v. Deutsche Bank (price manipulation, 2018)
Price Manipulation , Spoofing | CFTC | 2018-01-29 | $30m | — | $30m |
| 7 | CFTC v. Citigroup Global Markets Inc. (cash vs derivatives schemes, 2017)
Cash Vs Derivatives Schemes , Spoofing | CFTC | 2017-01-19 | $25m | — | $25m |
| 8 | CFTC v. Proprietary Trading Firm (spoofing, 2019)
Spoofing | CFTC | 2019-11-07 | $24.4m | $10.5m | $34.9m |
| 9 | CFTC v. The Bank of Nova Scotia (spoofing, 2020)
Spoofing | CFTC | 2020-08-19 | $17m | $11.8m | $28.8m |
| 10 | CFTC v. UBS (price manipulation, 2018)
Price Manipulation , Spoofing | CFTC | 2018-01-29 | $15m | — | $15m |
| 11 | CFTC v. Merrill Lynch Commodities (price manipulation, 2019)
Price Manipulation , Spoofing | CFTC | 2019-06-25 | $11.5m | $11.1m | $22.6m |
| 12 | CFTC v. Deutsche Bank Securities Inc. (spoofing, 2020)
Spoofing | CFTC | 2020-06-18 | $9m | — | $9m |
| 13 | CFTC v. CFTC Defendants Heet Khara (spoofing, 2016)
Spoofing | CFTC | 2016-04-06 | $2.7m | — | $2.7m |
| 14 | SEC v. Denis Georgiyevich Sotnikov, et al. (spoofing, 2021)
Spoofing | SEC | 2021-10-26 | $2.5m | $2.6m | $5.2m |
| 15 | CFTC v. Defendants Igor B. Oystacher (spoofing, 2016)
Spoofing | CFTC | 2016-12-21 | $2.5m | — | $2.5m |
| 16 | CFTC v. Futures Trader and Trading Firm (cash vs derivatives schemes, 2018)
Cash Vs Derivatives Schemes , Spoofing | CFTC | 2018-09-19 | $1.8m | — | $1.8m |
| 17 | CFTC v. Chicago Trading Firm and Its Co-Founder (price manipulation, 2019)
Price Manipulation , Spoofing | CFTC | 2019-09-30 | $1.8m | — | $1.8m |
| 18 | CFTC v. HSBC Securities (USA) Inc. Pay $1.6 Million Penalty (spoofing, 2018)
Spoofing | CFTC | 2018-01-29 | $1.6m | — | $1.6m |
| 19 | CFTC v. Three Banks (price manipulation, 2018)
Price Manipulation , Spoofing | CFTC | 2018-01-29 | $1.6m | — | $1.6m |
| 20 | CFTC v. Navinder Sarao (benchmark submission rigging, 2015)
Benchmark Submission Rigging , Ponzi Schemes , Price Manipulation , Spoofing , Wash Trading | CFTC | 2015-11-07 | $1.6m | $551k | $2.1m |
| 21 | CFTC v. Geneva Trading USA (spoofing, 2018)
Spoofing | CFTC | 2018-09-20 | $1.5m | — | $1.5m |
| 22 | CFTC v. Morgan Stanley Capital Group Inc. (spoofing, 2019)
Spoofing | CFTC | 2019-10-01 | $1.5m | — | $1.5m |
| 23 | CFTC v. Two Trading Firms (spoofing, 2019)
Spoofing | CFTC | 2019-10-01 | $1.5m | — | $1.5m |
| 24 | CFTC v. UBS (benchmark submission rigging, 2013)
Benchmark Submission Rigging , Ponzi Schemes , Spoofing , Wash Trading | CFTC | 2013-10-25 | $1.5m | $1.4m | $2.9m |
| 25 | CFTC v. Panther Energy Trading LLC and its Principal Michael J. Coscia (spoofing, 2013)
Spoofing | CFTC | 2013-07-23 | $1.4m | $1.4m | $2.8m |
| 26 | CFTC v. Chicago Trading Firm Belvedere Trading LLC (spoofing, 2019)
Spoofing | CFTC | 2019-10-01 | $1.1m | — | $1.1m |
| 27 | SEC v. Lek Securities Corp., et al. (layering, 2019)
Layering | SEC | 2019-10-10 | $1m | $526k | $1.5m |
| 28 | CFTC v. the Bank of Nova Scotia (spoofing, 2018)
Spoofing | CFTC | 2018-10-01 | $800k | — | $800k |
| 29 | CFTC v. Banoczay Jr. (spoofing, 2021)
Spoofing | CFTC | 2021-12-08 | $750k | — | $750k |
| 30 | CFTC v. Shak (banging the close, 2024)
Banging The Close , Spoofing | CFTC | 2024-04-11 | $750k | — | $750k |
| 31 | CFTC v. South Korean Company (spoofing, 2020)
Spoofing | CFTC | 2020-01-13 | $700k | — | $700k |
| 32 | CFTC v. New York Trader Simon Posen (spoofing, 2017)
Spoofing | CFTC | 2017-07-27 | $635k | — | $635k |
| 33 | CFTC v. The Bank (spoofing, 2017)
Spoofing | CFTC | 2017-08-08 | $600k | — | $600k |
| 34 | SEC v. Xuepeng Xie (layering, 2021)
Layering , Spoofing | SEC | 2021-09-27 | $600k | $1.9m | $2.7m |
| 35 | CFTC v. Minnesota Registrant (spoofing, 2022)
Spoofing | CFTC | 2022-12-12 | $550k | — | $550k |
| 36 | CFTC v. Australian Swap Dealer (spoofing, 2024)
Spoofing | CFTC | 2024-04-02 | $500k | — | $500k |
| 37 | CFTC v. Mitsubishi Corporation RtM Japan Ltd. (spoofing, 2019)
Spoofing | CFTC | 2019-11-07 | $500k | — | $500k |
| 38 | CFTC v. Australian Company (spoofing, 2020)
Spoofing | CFTC | 2020-01-21 | $462k | $73.4k | $536k |
| 39 | CFTC v. Sunoco (spoofing, 2020)
Spoofing | CFTC | 2020-09-30 | $450k | — | $450k |
| 40 | CFTC v. Trading Firm Mitsubishi International Corporation (spoofing, 2019)
Spoofing | CFTC | 2019-10-01 | $400k | — | $400k |
| 41 | CFTC v. unnamed respondents (spoofing, 2017)
Spoofing | CFTC | 2017-06-30 | $350k | — | $350k |
| 42 | CFTC v. Former Citigroup Global Markets Inc. Traders Stephen Gola and Jonathan Brims (cash vs derivatives schemes, 2017)
Cash Vs Derivatives Schemes , Spoofing | CFTC | 2017-03-31 | $350k | — | $350k |
| 43 | CFTC v. Arab Global Commodities DMCC (spoofing, 2017)
Spoofing | CFTC | 2017-10-10 | $300k | — | $300k |
| 44 | CFTC v. Logista Advisors LLC (spoofing, 2017)
Spoofing | CFTC | 2017-09-30 | $250k | — | $250k |
| 45 | CFTC v. Mizuho Bank (spoofing, 2018)
Spoofing | CFTC | 2018-09-21 | $250k | — | $250k |
| 46 | CFTC v. Brett Falloon (spoofing, 2025)
Spoofing | CFTC | 2025-09-09 | $200k | — | $200k |
| 47 | CFTC v. Gregg Smith (spoofing, 2026)
Spoofing , Wash Trading | CFTC | 2026-01-16 | $200k | $136k | $336k |
| 48 | CFTC v. New York Trader (spoofing, 2026)
Spoofing | CFTC | 2026-05-06 | $200k | — | $200k |
| 49 | CFTC v. California Trader and Prop Firm (spoofing, 2022)
Spoofing | CFTC | 2022-09-26 | $150k | — | $150k |
| 50 | CFTC v. Connecticut-Based Tillage Commodities (spoofing, 2017)
Spoofing | CFTC | 2017-09-29 | $150k | — | $150k |